Compliance Officer Job at Ascendo Resources, New York, NY

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  • Ascendo Resources
  • New York, NY

Job Description

Key Responsibilities:

  • Monitor compliance with federal, state, and local regulations.
  • Conduct audits to identify risks and implement mitigation strategies.
  • Update and develop compliance policies and procedures.
  • Provide training and guidance to staff on compliance matters.
  • Investigate and report compliance violations.
  • Prepare compliance reports for senior management and regulatory bodies.
  • Stay updated on regulatory changes and industry best practices.

Qualifications:

  • Bachelor’s degree in Business, Finance, or related field. Certifications like CAMS or CRCM are a plus.
  • 3+ years of experience in compliance or regulatory roles in financial services.
  • Strong understanding of financial regulations (e.g., BSA, AML).
  • Excellent analytical, communication, and problem-solving skills.

Job Tags

Local area,

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